Sarbanes-Oxley法/SARBANES-OXLEY FOR DUMMIES 下载 pdf 百度网盘 epub 免费 2025 电子版 mobi 在线

Whether you're a CEO or a small business owner, complying with the Sarbanes-Oxley Act won't be simple. Fortunately, this easy, plain-English guide explains all the bill's provisions and gives you and your firm an effective framework for implementation. Sarbanes-Oxley For Dummies gives you all the help you need to comply with the law -- and maintain your credibility.

作者简介：Jill Gilbert, JD, CPA (Milwaukee, WI), is an accountant, a former tax consultant, and an attorney who runs her firm's Sarbanes-Oxley consulting division. She is also the author of two For Dummies technology titles.

Introduction

Part Ⅰ: The Scene Before and After SOX

　Chapter 1：The SOX Saga

　Chapter 2：SOX in Sixty Seconds

　Chapter 3：SOX and Securities Regulations

　Chapter 4：SOX and Factual Financial Statements

Part Ⅱ: SOX in the City: Meeting New Standards

　Chapter 5：A New Audit Ambience

　Chapter 6：A Board to Audit the Auditors

　Chapter 7：The Almighty Audit Committee

　Chapter 8：Building Boards That Can't Be Bought

　Chapter 9：SOX: Under New Management

　Chapter 10：More Management Mandates

Part Ⅲ: Surviving Section 404

　Chapter 11：Clearing Up Confusion About Control

　Chapter 12：Surviving a Section 404 Audit

　Chapter 13：Taking the Terror Out of Testing

Part Ⅳ: Software for SOX Techies

　Chapter 14：Surveying SOX Software

　Chapter 15：Working with Some Actual SOX Software

Part Ⅴ: To SOX-finity and Beyond

　Chapter 16：Lawsuits Under SOX

　Chapter 17：The Surprising Scope of SOX

Part Ⅵ: The Part of Tens

　Chapter 18：Ten Ways to Avoid Getting Sued or Criminally Prosecuted Under SOX

　Chapter 19：Ten Tips for an Effective Audit Committee

　Chapter 20：Ten Smart Management Moves

　Chapter 21：Ten Things You Can't Ask an Auditor to Do After SOX

　Chapter 22：Top Ten Places to Get Smart About SOX

Part Ⅶ: Appendixes

　Appendix A: The Entire Sarbanes-Oxley Act

　Appendix B: Sample Certifications

　Appendix C: Sample Audit Committee Charter

　Appendix D: Sample Audit Committee Report

　Appendix E: Sample Corporate Governance Principles

　Appendix F: Sample Code of Ethics

　Appendix G: Sample SAS 70 Report

Index

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Whether you’re a CEO or a file clerk, it’s important to understand Sarbanes–Oxley, the post–Enron legislation aimed at keeping corporations honest and ethical. However, with over eighty pages of dense, wordy language in the statute and thousands of pages of related congressional hearings, getting a firm grip of SOX can fluster even the most well–informed businessperson. Sarbanes–Oxley For Dummies is the no–nonsense, plain–English guide to this new law that leads you through its rules and pronouncements, giving you a sense of how to anticipate future trends and traps in this area of the law. With this trusty book, you’ll get a handle on the important aspects of the legislation, how it affects you and your company, and how companies can comply more cost–effectively. It provides you with the knowledge to: Understand why SOX was created Determine what aspects of SOX apply to your company Develop meaningful standards for your company Institute cost–effective compliance with SOX Manage and streamline Section 404 compliance Find specific SEC laws and pronouncements Interpret media accounts, court cases, and economic projections Avoid lawsuits and regulatory actions Anticipate future SEC rules and PCAOB pronouncements This book also shows you how to build an effective audit committee and makes suggestions on sensible precautions that every manager should take in order to avoid legal troubles. Complete with the entire Sarbanes–Oxley act and sample documents, Sarbanes–Oxley For Dummies helps you discover how to follow the law and protect your business.